NSW UCPR [Form 105] Notice of Appeal ➲ Court of Appeal

New South Wales

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When is a NSW UCPR [Form 105] Notice of Appeal ➲ Court of Appeal used?

See UCPR 51.16, 51.18, 51.20 for more information.

Time Limits

You MUST file and serve a Notice of Appeal:

⚖️ If the notice is filed pursuant to the grant of Leave to Appeal - within 7 days after leave is given.

⚖️ If you have filed a NSW UCPR [Form 103] Notice of Intention to Appeal ➲ Court of Appeal - within 3 months after the material date.

⚖️ If you have not filed and served a NSW UCPR [Form 103] Notice of Intention to Appeal ➲ Court of Appeal and this [Form 105] Notice of Appeal is not filed pursuant to leave - within 28 days after the material date.

You MUST also file or lodge a copy of this [Form 105] Notice of Appeal with the Court below (UCPR 51.42).

Details of Appeal

You MUST identify the statutory provision under which the right of appeal arises.

Even where an appeal may be brought as of right under a particular provision, attention should be paid to any qualification requiring leave in particular circumstances.

Where leave to appeal is required, you MUST file:

⚖️ A Summons Seeking Leave to Appeal [Form 104]; or

⚖️ A Summons Seeking Leave to Cross Appeal (by modifying Form 104 for a Cross Appeal).

Appellate Jurisdiction

In relation to appeals from Tribunals or other bodies, the matters assigned to the Court of Appeal are identified in s 48 of the Supreme Court Act 1970 (NSW).

The scope of appellate jurisdiction may be limited, for example as to questions of law, or subject in certain cases to the grant of leave to appeal.

When is Seeking Leave to Appeal Required?

The main provisions creating appellate jurisdiction in the Court of Appeal and stating when leave to appeal is required are:

⚖️ Appeals from Supreme Court: Part 7 Supreme Court Act 1970 (NSW), ss 101 (general provision, including matters requiring leave in s 101(2)), 101A (question of law concerning criminal contempt), 102 (appeal after Supreme Court jury trial), 103 (appeal from separate decision in Supreme Court);

⚖️ Appeals from Land and Environment Court: Land and Environment Court Act 1979 (NSW), ss 57, 58. See also Supreme Court Act 1970 (NSW) s 48(1)(a)(i);

⚖️ Appeals from Dust Diseases Tribunal: Dust Diseases Tribunal Act 1989 (NSW) s 32. See also Supreme Court Act 1970 (NSW) s 48(1)(a)(iia);

⚖️ Appeals from District Court: District Court Act 1973 (NSW) ss 127, 142N. See also Supreme Court Act 1970 (NSW) s. 48(1)(a)(iv);

⚖️ Appeals from Workers Compensation Commission constituted by Presidential member: Workplace Injury Management and Workers Compensation Act 1998 (NSW) s 353; and

⚖️ Appeals from other Tribunals (including certain orders made by NCAT): If the relevant statute confers a right of appeal to the Supreme Court and if s 48(1)(a)(vii) or (viii) Supreme Court Act 1970 (NSW) applies, the appeal is assigned to the Court of Appeal.

Orders Sought

You MUST identify the orders made by the court below which are the subject of challenge.

Appeals are brought from orders, not from the reasons of the court below.

You MUST identify the orders you want set aside or varied and the orders you seek in their place.

If part or all of the judgment has been paid, you must identify that fact, together with any consequential order sought with respect to repayment (including any claim for interest) if the appeal succeeds (see UCPR 51.19).

Cross-Appeals

See UCPR 51.17 for more information.

There is no separate form for cross-appeal or cross-summons seeking leave to cross-appeal.

Forms in cross-appeals (or applications for leave to cross-appeal) may be prepared based on other approved appeal forms, and modified with the following additional modifications:

⚖️ Replace ‘cross-claim’ with ‘cross-appeal’ (or ‘cross-summons’, as applicable);

⚖️ Replace references to ‘cross-claimant’ with ‘cross-appellant’ (or ‘cross- applicant’, as applicable); and

⚖️ Replace references to ‘cross-defendant’ with ‘cross-respondent’.

List of parties

You MUST file and serve a [Form 102] List of Parties with a Notice of Appeal.

Its purpose is to set out:

⚖️ The parties in the Court of Appeal and in the court below; and

⚖️ The contact details of parties in the Court of Appeal

Document Overview:

✅ Suitable for the NSW Courts under the Uniform Civil Procedure Rules (NSW) 2005;

✅ Recommended only for use by legal professionals +/or at a minimum with review by a legal professional prior to filing with the Court;

✅ For use in the NSW Court of Appeal registry and the court below (UCPR 51.42).

Embedded Lawyer-Logic™ dynamically adapts to your answers to provide valuable guidance and help you avoid errors.

Legal Advice Recommended

The preparation of a Notice of Appeal may have potential legal and legal cost implications.

In short, due to the complexities involved:

➲ We recommend you contact our legal team to obtain legal advice and guidance.

Important Notes:

The party filing this Form is required to serve a copy of the filed Form together with all other filed documents on all other parties to the proceeding.

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General FAQ

How to file an appeal to the NSW Court of Appeal?

NSW UCPR Procedure to file a valid timely Appeal to the NSW Court of Appeal:

1️⃣ If a Notice of Intention to Appeal (NSW UCPR Form 103) is to be filed with the Court of Appeal, it must be done so within 28 days after the material date: Uniform Civil Procedure Rules (NSW) 2005 NSW UCPR r 51.8; Supreme Court Act 1970 (NSW) s48(1)(a)(iv).

Note: The filing and service of a Notice of Intention to Appeal (NSW UCPR Form 103) is not an originating process and DOES NOT operate to commence proceedings in the Court of Appeal: NSW UCPR r 51.9 (3).

2️⃣ The material date in this case is the date of judgment or determination of the decision being appealed.

3️⃣ The effect of filing a Notice of Intention to Appeal (NSW UCPR Form 103) is to extend the clock from 28 days to 3 months from the material date within which a Notice of Appeal (NSW UCPR Form 105) is to be filed: NSW UCPR rr 51.6, 51.9(1)(a).

4️⃣ The reason for such an effect is that if a Notice of Intention to Appeal (NSW UCPR Form 103) is not filed, the Notice of Appeal (NSW UCPR Form 105) itself must be filed within 28 days of the material date: NSW UCPR r 51.16(1)(c).  

5️⃣ Failure to lodge a Notice of Intention to Appeal (NSW UCPR Form 103) within the 28-day limitation requires two main steps to be taken:

➲ The Notice of Appeal (NSW UCPR Form 105) to be submitted; and

➲ An extension of time to be sought within that notice.

6️⃣ For the request for an extension of time, details regarding the following matters must be proffered:

➲ Explanation for the delay;

➲ No prejudice was suffered by the respondent due to the delay;

➲ The application has a real prospect of success;

➲ That the relief sought is within the Court’s jurisdiction;

➲ A compartmentalised outline of the issues/grounds of appeal to be raised.

7️⃣ Failure to satisfy the criteria set out in paragraph 6️⃣  above, which involves explaining away the delay and filing an arguable case, will result in a refusal by the Court to grant an extension of time, and accordingly, an unsuccessful appeal: Fisher v Roads and Maritime Services [2018] NSWCA 295, [5]-[7], [9], [17]-[18].

8️⃣ At the same time or before the filing of the Notice of Appeal (NSW UCPR Form 105) a Summons Seeking Leave to Appeal (NSW UCPR Form 104), if leave to appeal is required (Legal advice is strongly recommended on this point) must be filed and served on each necessary party: NSW UCPR rr 51.9, 51.10.

Note: Where the subject matter of an appeal is not a monetary sum or the matter at issue amounts to the value of less than $100,000, parties must seek leave to appeal: s 101(2)(r) Supreme Court Act 1970 (NSW).

9️⃣ A copy of the Notice of Intention to Appeal (NSW UCPR Form 103) +/or Notice of Appeal (NSW UCPR Form 105) + Summons Seeking Leave to Appeal (NSW UCPR Form 104) (if applicable) must also be filed in the Court registry of the Court below or or a copy lodged with the officer of the Court below: NSW UCPR r 51.42.

🔟 If a Summons Seeking Leave to Appeal (NSW UCPR Form 104) needs to be filed, it can include the request for an extension of time (if applicable): NSW UCPR r 51.10(3).

Court Published Resources:

Practice Note No. SC CA 1

Common Procedural and Preliminary Issues arising in Court of Appeal Proceedings

Credits:

The above overview of the NSW UCPR Court of Appeal procedure was prepared by Shakvaan Wijetunga | Virtual Intern, Blue Ocean Law Group℠

Minor updates + Court Published Resources added by James D. Ford GAICD | Principal Solicitor, Blue Ocean Law Group℠.

Important Notice:

This FAQ is intended for general interest + information only.

It is not legal advice, nor should it be relied upon or used as such.

We recommend you always consult a lawyer for legal advice specifically tailored to your needs & circumstances.

How to file an appeal against the NSW WCC Arbitrator?

NSW Workers Compensation Commission (WCC): Appeal Procedure

1️⃣  If an appeal is to be made against the decision of an Arbitrator, the application must be made to the Registrar, within 28 days of the Arbitrator’s decision, to have the appeal heard by a Presidential member: Workplace Injury Management and Workers Compensation Act 1998 (NSW) s 352(1)-(2)(‘The 1998 Act’); Workers Compensation Commission Rules 2011 (NSW) r 16.2.

2️⃣  If an appeal is to be made against the decision of a Presidential member, the appeal lies to the NSW Court of Appeal: The 1998 Act s 353(1), (5); Supreme Court Act 1970 (NSW) s 48(1)(a)(vii), (2)(f).

3️⃣  If the appeal being made relates to any of the following a Summons Seeking Leave [that is, consent] to Appeal to the Court of Appeal is required: The 1998 Act s 353(4):

353 APPEAL AGAINST DECISION OF COMMISSION CONSTITUTED BY PRESIDENTIAL MEMBER
(4) The following appeals under this section may be made only with leave of the Court of Appeal--
(a) an appeal from an interlocutory decision,
(b) an appeal from a decision as to costs only,
(c) an appeal where the amount of compensation in dispute is less than $20,000 (or such other amount as may be prescribed by the regulations),
(d) an appeal from a decision made with the consent of the parties.

4️⃣ The rules applying to the general procedure in appealing to the NSW Court of Appeal, as set out in this FAQ apply to appeals against a decision of a WCC Presidential member: Uniform Civil Procedure Rules 2005 (NSW) r 51.1 (‘UCPR’).

Credits:

The above overview of the NSW Workers Compensation Commission (WCC) Appeal procedure was prepared by Shakvaan Wijetunga | Virtual Intern, Blue Ocean Law Group℠.

Important Notice:

This FAQ is intended for general interest + information only.

It is not legal advice, nor should it be relied upon or used as such.

We recommend you always consult a lawyer for legal advice specifically tailored to your needs & circumstances.